CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joel Andre Leeb-du Toit

  IRN JXL22661

  • [FCA CF] Client dealing (7 Dec 2020 to 2 Jun 2023)
• John Addeo

  IRN JXA00669

  • SMF27 Partner (23 Aug 2024 to 31 Mar 2026)
• John Andrews

  IRN JRA01122

  • [FCA CF] Client dealing (since 16 Oct 2023)
• John Chan Wai Wong

  IRN JCW01093

  • CF30 Customer (18 Aug 2008 to 2 Feb 2009)
• John Dwyer Lowrey

  IRN JDL01103

  • CF30 Customer (9 Sep 2011 to 30 Apr 2013)
• John Flaherty

  IRN JDF01120

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2024)
  • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
• Jonathan Kyd

  IRN JXK00539

  • [FCA CF] Client dealing (10 Jul 2023 to 24 Mar 2024)
• Jonathan Paul Amess

  IRN JXA01472

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2013 to 8 Dec 2019)
• Jonathan William Morgan

  IRN JWM01069

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • CF4 Partner (21 Apr 2015 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
• Jorge Martin Ceron

  IRN JMC01334

  • CF30 Customer (3 Dec 2008 to 11 Mar 2011)

No changes recorded yet.