Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Manager of certification employee (since 15 Nov 2024)
- [FCA CF] Client dealing (since 9 Sep 2024)
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- [FCA CF] Manager of certification employee (21 Apr 2022 to 13 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
- CF30 Customer (1 Oct 2010 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (21 Apr 2022 to 13 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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- CF30 Customer (21 Nov 2007 to 30 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.