Joaquim Lino Neto Nogueira

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- [FCA CF] Client dealing (since 23 Jul 2025)
GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)
FRN 122331
- [FCA CF] Client dealing (8 Feb 2021 to 11 Jun 2024)
- CF30 Customer (13 Jan 2012 to 8 Dec 2019)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (1 Dec 2009 to 15 Nov 2011)
Oceanwood Capital Management LLP (no longer approved here)
FRN 450391
- CF4 Partner (17 Apr 2009 to 1 Dec 2009)
- CF30 Customer (23 Jul 2008 to 1 Dec 2009)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.