Date authorised
1 April 2013
Companies House
05280582
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891
  • Complaints Contact

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking that is in connection with mortgages
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on mortgages.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Atkinson

    IRN DJA01186

    • CF1 Director (AR) (10 Oct 2013 to 31 Jul 2015)
    • CF30 Customer (5 Jul 2013 to 31 Jul 2015)
  • David John Rogers

    IRN DJR01302

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2024)
    • CF30 Customer (2 Aug 2016 to 22 Mar 2024)
    • CF1 Director (AR) (2 Aug 2016 to 22 Mar 2024)
  • David Joseph Bradburn

    IRN DJB00075

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Nov 2013)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (18 Nov 2013 to 7 Apr 2026)
  • David Lee Lester

    IRN DLL01024

    • CF30 Customer (10 Sep 2012 to 30 Jun 2015)
  • David McDonald

    IRN DXM00777

    • [FCA CF] Functions requiring qualifications (29 Sep 2022 to 27 Feb 2024)
    • [FCA CF] Client dealing (29 Sep 2022 to 27 Feb 2024)
  • David Michael Wardle

    IRN DMW00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Feb 2018)
    • CF30 Customer (since 30 Jun 2012)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • David Stead

    IRN DRS01197

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 7 Nov 2025)
    • CF30 Customer (since 11 Sep 2025)
    • CF1 Director (AR) (since 11 Sep 2025)
    • [FCA CF] Client dealing (since 16 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2023)
  • David William Philips

    IRN DWP00025

    • [FCA CF] Functions requiring qualifications (23 Apr 2020 to 1 May 2025)
    • [PRA CF] Key function holder (23 Apr 2020 to 24 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (23 Apr 2020 to 1 May 2025)
    • CF1 Director (AR) (23 Apr 2020 to 22 Jun 2023)
    • CF30 Customer (23 Apr 2020 to 1 May 2025)
    • [FCA CF] Client dealing (23 Apr 2020 to 1 May 2025)
  • Dean Nicholas Freer

    IRN DNF01011

    • CF30 Customer (20 Feb 2014 to 28 Apr 2015)
  • Donald Lachlan Munro MacPherson

    IRN DLM00020

    • [PRA CF] Key function holder (23 Oct 2020 to 24 Oct 2020)
    • [FCA CF] Client dealing (23 Oct 2020 to 16 Oct 2024)
    • Sole trader dealing with clients for which they require qualification (23 Oct 2020 to 24 Oct 2020)
    • CF30 Customer (23 Oct 2020 to 16 Oct 2024)
    • CF1 Director (AR) (23 Oct 2020 to 16 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (23 Oct 2020 to 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (23 Oct 2020 to 16 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.