Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mandarin Wealth Limited
FRN 956982
- (3)Employed By (since 17 Apr 2026)
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Corbel Partners Limited
FRN 429142
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 18 Nov 2013)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (AR) (18 Nov 2013 to 7 Apr 2026)
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- CF1 Director (AR) (10 Dec 2009 to 28 Dec 2013)
- CF30 Customer (10 Dec 2009 to 28 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (14 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Apr 2005 to 14 Jul 2005)
- CF7 Sole Trader (AR) (1 Apr 2005 to 31 Jan 2007)
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- Employed By (30 Nov 2005 to 31 Dec 2009)
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- CF22 Investment Adviser (Trainee) (31 Aug 2004 to 4 Apr 2005)
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- CF22 Investment Adviser (Trainee) (31 Aug 2004 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.