Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 17 Apr 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 18 Nov 2013)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (18 Nov 2013 to 7 Apr 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (10 Dec 2009 to 28 Dec 2013)
    • CF30 Customer (10 Dec 2009 to 28 Dec 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (14 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 14 Jul 2005)
    • CF7 Sole Trader (AR) (1 Apr 2005 to 31 Jan 2007)
  • David Bradburn (no longer approved here)

    FRN 429926

    • Employed By (30 Nov 2005 to 31 Dec 2009)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 4 Apr 2005)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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