David Michael Wardle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Feb 2018)
    • CF30 Customer (since 30 Jun 2012)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Lyceum Financial Planning Limited

    FRN 797886

    • (1)Employed By (since 1 Feb 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (5 Jan 2009 to 29 Jun 2012)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.