Continuum (Financial Services) LLP

Date authorised
16 November 2018
Companies House
OC393363
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Continuum Financial Services LLP
    Falcon House
    3 Eagle Road
    Langage Business Park
    Plymouth
    Devon
    PL7 5JY
    UNITED KINGDOM
    Phone
    +443456430770
    Web
    https://www.mycontinuum.co.uk

  • Complaints Contact

    Continuum Financial Services LLP
    Falcon House
    3 Eagle Road
    Langage Business Park
    Plymouth
    Devon
    PL7 5JY
    UNITED KINGDOM
    Phone
    +443456430770

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Professional, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lynne Michelle Brown

    IRN LMB01175

    • [FCA CF] Significant management (since 16 Mar 2021)
  • Mark Adrian Young

    IRN MAY00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • [FCA CF] Client dealing (since 30 Jan 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Martin Anthony Brown

    IRN MAB01238

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 16 Nov 2018)
    • Responsibility for MCD Intermediation (since 16 Nov 2018)
    • CF11 Money Laundering Reporting (16 Nov 2018 to 28 Jan 2019)
    • CF4 Partner (16 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2018 to 28 Jan 2019)
  • Martin Charles Head

    IRN MCH01069

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Martin Francis Helstern

    IRN MFH00018

    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Martin Jeffrey Hunt

    IRN MJH01588

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2020)
    • [FCA CF] Client dealing (since 8 Oct 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Michael Cecil Kirkwood

    IRN MCK00013

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
    • [FCA CF] Client dealing (since 16 Jan 2023)
  • Michael Jarrett

    IRN MXJ00085

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2020)
  • Michael John Pattenden

    IRN MJP01221

    • [FCA CF] Client dealing (26 May 2020 to 9 Apr 2026)
    • [FCA CF] Functions requiring qualifications (26 May 2020 to 9 Apr 2026)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Mohammed Ilyas

    IRN MXI00005

    • [FCA CF] Functions requiring qualifications (22 Jun 2020 to 22 Feb 2022)
    • [FCA CF] Client dealing (22 Jun 2020 to 22 Feb 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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