Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (26 May 2020 to 9 Apr 2026)
- [FCA CF] Client dealing (26 May 2020 to 9 Apr 2026)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2016 to 16 Nov 2018)
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- Employed By (9 Sep 2016 to 16 Nov 2018)
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- CF30 Customer (24 Oct 2012 to 29 Jun 2017)
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- CF30 Customer (27 Aug 2008 to 28 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2008)
- CF21 Investment Adviser (22 Dec 2004 to 31 Oct 2007)
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- (7)Employed By (13 Mar 2006 to 1 Dec 2008)
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- (8)Employed By (13 Mar 2006 to 1 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.