Compass Financial (UK) Limited

This firm operates as an appointed representative of QUILTER WEALTH LIMITED, QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Claire Lee
IRN CLL01031
- Employed By (21 Jun 2018 to 20 Jan 2021)
Damian Phillip William Cross
IRN DPC01145
- Employed By (since 27 Jul 2022)
David Mills
IRN DJM01638
- Employed By (5 Jun 2017 to 4 Dec 2017)
David William Bates
IRN DWB00026
- Employed By (since 29 Jul 2024)
Dominic Charles Hamilton
IRN DXH00312
- Employed By (since 19 Mar 2026)
Dominique Naomi Harris
IRN DNL01015
- Employed By (18 Oct 2022 to 6 Sep 2023)
George William Bulfield
IRN GWB00009
- Employed By (1 Jul 2020 to 27 Oct 2020)
Jack Philip Lord
IRN JXL90536
- Employed By (since 6 Aug 2020)
John Charles Noble
IRN JCN01027
- Employed By (1 Jul 2020 to 28 Nov 2020)
Jonathan Adrian Salden Gallagher
IRN JAG01324
- Employed By (19 Jun 2018 to 31 Oct 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.