Compass Financial (UK) Limited

This firm operates as an appointed representative of QUILTER WEALTH LIMITED, QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

KATHRYN MCGUIRE
IRN KXM02285
- Employed By (14 Nov 2016 to 17 Mar 2017)
Kate Manifold
IRN KXM01515
- Employed By (30 Jun 2021 to 5 Jan 2022)
Keely Louise Oldham
IRN KXL20911
- Employed By (26 Sep 2019 to 30 Dec 2022)
Kerry Corden
IRN KXL00070
- Employed By (29 Dec 2021 to 9 Mar 2023)
Nicholas John Dodd
IRN NJD00010
- Employed By (26 Nov 2019 to 2 Nov 2020)
Paul Robert Nelson
IRN PRN00007
- Employed By (25 Feb 2014 to 31 Mar 2021)
Peter Norfolk
IRN PXN00038
- Employed By (1 Nov 2019 to 8 Dec 2019)
Rebecca Green
IRN RXG00137
- Employed By (since 11 Mar 2021)
Richard Marcus James Bridge
IRN RMB00076
- Employed By (since 18 Sep 2023)
Robert Skilling
IRN RJS00033
- Employed By (6 Jun 2017 to 13 Apr 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.