Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HW Financial Services Limited
FRN 134190
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 6 Mar 2026)
- [FCA CF] Client dealing (since 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
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Evelyn Partners Financial Planning Limited
FRN 136414
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 6 Mar 2026)
- [FCA CF] Manager of certification employee (since 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
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- [FCA CF] Client dealing (4 Nov 2024 to 6 Feb 2026)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 6 Feb 2026)
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- CF30 Customer (6 Jun 2017 to 13 Apr 2018)
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- Employed By (6 Jun 2017 to 13 Apr 2018)
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- CF30 Customer (2 Jan 2012 to 11 Nov 2012)
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- CF21 Investment Adviser (11 Nov 2002 to 11 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.