Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 6 Mar 2026)
    • [FCA CF] Client dealing (since 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Mar 2026)
    • [FCA CF] Manager of certification employee (since 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (4 Nov 2024 to 6 Feb 2026)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 6 Feb 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (6 Jun 2017 to 13 Apr 2018)
  • Compass Financial (UK) Limited (no longer approved here)

    FRN 616200

    • Employed By (6 Jun 2017 to 13 Apr 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Jan 2012 to 11 Nov 2012)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 11 Apr 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.