Kerry Corden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North West) Limited

    FRN 229808

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (23 Mar 2023 to 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (23 Mar 2023 to 28 Mar 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (25 Jan 2022 to 9 Mar 2023)
    • CF30 Customer (29 Dec 2021 to 9 Mar 2023)
  • Compass Financial (UK) Limited (no longer approved here)

    FRN 616200

    • Employed By (29 Dec 2021 to 9 Mar 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2022)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 31 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 5 Mar 2008)
    • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jul 2005 to 13 Jan 2006)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.