Dominic Charles Hamilton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2026)
    • CF30 Customer (since 19 Mar 2026)
  • Compass Financial (UK) Limited

    FRN 616200

    • Employed By (since 19 Mar 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (15 Aug 2024 to 6 Oct 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (28 Jun 2023 to 4 Jul 2024)
    • [FCA CF] Client dealing (28 Jun 2023 to 4 Jul 2024)
  • Forth Capital Advisers Limited (no longer approved here)

    FRN 811535

    • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 25 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Jul 2021 to 13 Jun 2022)
    • CF1 Director (AR) (28 Jul 2021 to 13 Jun 2022)
    • CF30 Customer (28 Jul 2021 to 13 Jun 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (14 Feb 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (14 Feb 2020 to 7 Apr 2021)

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Updates to this individual's record on the FCA register.

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