Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- CF30 Customer (since 4 Jun 2025)
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QUILTER WEALTH LIMITED
FRN 217742
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 2 Aug 2022)
- CF30 Customer (since 27 Jul 2022)
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Compass Financial (UK) Limited
FRN 616200
- Employed By (since 27 Jul 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Dec 2021)
- CF30 Customer (28 Jan 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.