Columbia Threadneedle REP AM Limited

• Principal Place of Business

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.rep.columbiathreadneedle.com

• Complaints Contact

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Logan

  IRN DXL01387

  • SMF9 Chair of the Governing Body (25 Jan 2022 to 10 Feb 2025)
  • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2025)
  • CF10 Compliance Oversight (4 Jan 2013 to 17 Jun 2013)
  • CF28 Systems and controls (1 Nov 2007 to 11 Feb 2009)
  • CF13 Finance (31 Jul 2006 to 31 Oct 2007)
  • CF1 Director (31 Jul 2006 to 11 Feb 2009)
• Derek John McLean

  IRN DJM01246

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)
• Derham Charles O'Neill

  IRN OXD01076

  • CF2 Non Executive Director (27 Apr 2011 to 16 May 2014)
• Diarmuid O'Donovan

  IRN DXO01302

  • [FCA CF] Manager of certification employee (since 24 Feb 2025)
  • [FCA CF] Material risk taker (since 17 Oct 2023)
• Dominic Paul Sheridan

  IRN DPS01061

  • CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
  • CF17 Significant Mgt (Other Business Operations) (23 Jul 2003 to 31 Oct 2007)
• Edward John Michael Bramson

  IRN EJB01123

  • CF1 Director (7 Nov 2011 to 12 Apr 2013)
  • CF2 Non Executive Director (27 Apr 2011 to 14 Oct 2011)
• Elliot James Bennett

  IRN EJB01073

  • [FCA CF] Significant management (since 11 Jul 2022)
  • [FCA CF] Manager of certification employee (since 11 Jul 2022)
  • [FCA CF] Material risk taker (since 11 Jul 2022)
• Emma Gullifer

  IRN EXG00066

  • [FCA CF] Client dealing (8 Jan 2021 to 31 Oct 2024)
• Eric Gunn Mackay

  IRN EGM01008

  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
  • CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
  • CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
• Erik Rubingh

  IRN EGR01013

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (16 Jul 2007 to 31 Oct 2007)

No changes recorded yet.