Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 31 Oct 2023)
    • SMF24 Chief Operations (2 Nov 2022 to 10 Nov 2023)
    • SMF1 Chief Executive (since 31 Oct 2023)
    • SMF24 Chief Operations (2 Nov 2022 to 10 Nov 2023)
    • SMF7 Group Entity Senior Manager (since 31 Oct 2023)
    • SMF24 Chief Operations (2 Nov 2022 to 10 Nov 2023)
    • SMF3 Executive Director (since 25 Jan 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (22 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2013 to 17 Jun 2013)
    • CF28 Systems and controls (1 Nov 2007 to 5 May 2015)
    • CF1 Director (31 Jul 2006 to 12 Nov 2018)
    • CF13 Finance (31 Jul 2006 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF9 Chair of the Governing Body (25 Jan 2022 to 10 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2025)
    • CF10 Compliance Oversight (4 Jan 2013 to 17 Jun 2013)
    • CF28 Systems and controls (1 Nov 2007 to 11 Feb 2009)
    • CF13 Finance (31 Jul 2006 to 31 Oct 2007)
    • CF1 Director (31 Jul 2006 to 11 Feb 2009)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF27 Partner (25 Jan 2022 to 8 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Sep 2021)
    • CF4 Partner (12 Oct 2015 to 26 Apr 2019)
    • CF28 Systems and controls (14 Aug 2013 to 5 May 2015)
    • CF10 Compliance Oversight (1 Jan 2013 to 17 Jun 2013)
    • CF29 Significant management (24 Sep 2010 to 12 Oct 2015)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2025)
    • CF10 Compliance Oversight (4 Jan 2013 to 17 Jun 2013)
    • CF1 Director (31 May 2012 to 8 Dec 2019)
    • CF3 Chief Executive (31 May 2012 to 1 Jan 2014)
    • CF28 Systems and controls (1 Nov 2007 to 5 May 2015)
    • CF13 Finance (31 Jul 2006 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2025)
    • CF10 Compliance Oversight (4 Jan 2013 to 17 Jun 2013)
    • CF28 Systems and controls (1 Nov 2007 to 5 May 2015)
    • CF13 Finance (31 Jul 2006 to 31 Oct 2007)
    • CF1 Director (31 Jul 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.