Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (21 Apr 2021 to 31 Oct 2025)
- SMF3 Executive Director (28 Feb 2020 to 31 Oct 2025)
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- SMF27 Partner (11 Nov 2020 to 31 Oct 2025)
- CF29 Significant management (3 May 2018 to 8 Dec 2019)
- CF4 Partner (19 Jul 2017 to 8 Dec 2019)
- CF28 Systems and controls (12 Aug 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Jul 2013 to 16 Apr 2018)
- CF10 Compliance Oversight (18 Jul 2013 to 16 Apr 2018)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Nov 2021)
- CF2 Non Executive Director (17 Nov 2015 to 8 Dec 2019)
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- CF10 Compliance Oversight (9 Oct 2012 to 31 Dec 2012)
- CF28 Systems and controls (9 Oct 2012 to 31 Dec 2012)
- CF29 Significant management (18 Jan 2012 to 30 Sep 2012)
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- CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
- CF10 Compliance Oversight (11 Oct 2004 to 1 Jan 2013)
- CF15 Internal Audit (11 Oct 2004 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
- CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
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- CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
- CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
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- CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
- CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.