Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TT International Asset Management LTD (no longer approved here)

    FRN 915787

    • SMF1 Chief Executive (21 Apr 2021 to 31 Oct 2025)
    • SMF3 Executive Director (28 Feb 2020 to 31 Oct 2025)
  • TT International Investment Management LLP (no longer approved here)

    FRN 599295

    • SMF27 Partner (11 Nov 2020 to 31 Oct 2025)
    • CF29 Significant management (3 May 2018 to 8 Dec 2019)
    • CF4 Partner (19 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (12 Aug 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jul 2013 to 16 Apr 2018)
    • CF10 Compliance Oversight (18 Jul 2013 to 16 Apr 2018)
  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Nov 2021)
    • CF2 Non Executive Director (17 Nov 2015 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF10 Compliance Oversight (9 Oct 2012 to 31 Dec 2012)
    • CF28 Systems and controls (9 Oct 2012 to 31 Dec 2012)
    • CF29 Significant management (18 Jan 2012 to 30 Sep 2012)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
    • CF10 Compliance Oversight (11 Oct 2004 to 1 Jan 2013)
    • CF15 Internal Audit (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
    • CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
    • CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2013)
    • CF15 Internal Audit (3 Feb 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Jan 2004 to 1 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

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