Columbia Threadneedle REP AM Limited

• Principal Place of Business

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.rep.columbiathreadneedle.com

• Complaints Contact

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Herrington

  IRN PXH01329

  • CF1 Director (25 Mar 2009 to 22 Aug 2010)
  • CF29 Significant management (1 Nov 2007 to 25 Mar 2009)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
• Paul Raymond Carne

  IRN PRC01096

  • CF30 Customer (11 Aug 2008 to 4 Feb 2010)
• Paul Richards

  IRN PER01022

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 23 Jun 2002)
• Peter Alistair Kennedy Arthur

  IRN PAA01029

  • CF1 Director (28 Jan 2003 to 11 Oct 2004)
• Peter John Dalgliesh

  IRN PJD01162

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (20 Oct 2006 to 31 Oct 2007)
• Peter Lowe

  IRN PXL01441

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2022)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• Peter Stone

  IRN PXS02825

  • SMF9 Chair of the Governing Body (since 21 Feb 2025)
  • SMF3 Executive Director (since 11 Apr 2022)
• Peter Trevillian Cole

  IRN PTC01031

  • CF29 Significant management (1 Nov 2007 to 27 Jul 2016)
  • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
• RICHARD FREDERICK WILSON KIRBY

  IRN RFK01012

  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 4 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2025)
  • CF30 Customer (24 Nov 2010 to 8 Dec 2019)
• Rabbani Mahboobe Wahhab

  IRN RMW01062

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)

No changes recorded yet.