Peter Stone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle REP AM Limited

    FRN 119283

    • SMF9 Chair of the Governing Body (since 21 Feb 2025)
    • SMF3 Executive Director (since 11 Apr 2022)
  • THAMES RIVER CAPITAL LLP

    FRN 426349

    • SMF9 Chair of the Governing Body (since 3 Mar 2023)
    • SMF27 Partner (since 11 Apr 2022)
  • Threadneedle Portfolio Services Limited

    FRN 119174

    • SMF9 Chair of the Governing Body (since 2 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (31 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2016 to 8 Dec 2019)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • SMF2 Chief Finance (11 Apr 2022 to 27 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Oct 2022)
    • CF1 Director (31 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2016 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • SMF2 Chief Finance (9 Dec 2019 to 27 Oct 2022)
    • CF1 Director (31 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2016 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jan 2023)
    • CF1 Director (31 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2016 to 8 Dec 2019)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • SMF2 Chief Finance (10 Dec 2018 to 27 Oct 2022)
    • CF1 Director (31 Aug 2018 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (21 Jul 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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