Columbia Threadneedle Investment Business Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sanjana Tiwari
IRN SXT02130
- CF30 Customer (4 Apr 2016 to 17 Apr 2019)
Sanjay Joshi
IRN SXJ01190
- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
Satyanarayana Raju Dantuloori
IRN SXD10146
- CF30 Customer (10 Jan 2019 to 5 Jun 2019)
Scott Robert Spencer
IRN SRS00040
- CF30 Customer (26 Aug 2014 to 18 Jun 2019)
Scott Woods
IRN SXW06537
- [FCA CF] Client dealing (since 31 Dec 2023)
Simon Clinch
IRN SAC01108
- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Simon Coulon
IRN SMC01272
- [FCA CF] Significant management (since 13 Dec 2021)
Simon Haines
IRN SMH01078
- [FCA CF] Client dealing (since 31 Dec 2023)
Simon John Smith
IRN SJS01195
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Jan 2006)
Simon Richard Holmes
IRN SRH01147
- CF30 Customer (12 Mar 2014 to 7 Jun 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.