Sanjay Joshi

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2025)
    • CF30 Customer (16 Nov 2009 to 8 Dec 2019)
    • CF27 Investment Management (11 Nov 2002 to 30 Nov 2006)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.