Scott Robert Spencer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Titan Investment Solutions Limited
FRN 781720
- [FCA CF] Client dealing (since 28 Nov 2024)
Square Mile Investment Services Limited
FRN 625562
- [FCA CF] Client dealing (since 1 Oct 2024)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF30 Customer (19 Aug 2015 to 18 Jun 2019)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF30 Customer (26 Aug 2014 to 8 Dec 2019)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF30 Customer (26 Aug 2014 to 18 Jun 2019)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (6 Jul 2009 to 1 Apr 2014)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF27 Investment Management (29 Mar 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.