Columbia Threadneedle Fund Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Calum Graham
IRN CJG01063
- CF27 Investment Management (11 Oct 2004 to 2 Oct 2007)
Carleen Yvonne Sobczyk
IRN CYS00004
- CF30 Customer (23 Dec 2014 to 15 May 2015)
Catherine Jane Stanley
IRN CJS01138
- [FCA CF] Material risk taker (1 Jun 2021 to 15 Oct 2024)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Charles Benedict Porter
IRN CBP00004
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
- CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
- CF29 Significant management (24 May 2011 to 15 Oct 2013)
Charles William Goodwin
IRN CWG00001
- CF22 Investment Adviser (Trainee) (10 Apr 2002 to 1 Jul 2002)
Charmaine Louise Crossley
IRN CLR01029
- CF30 Customer (16 Nov 2007 to 21 Jan 2009)
Cheryl Alvina Robertson
IRN CXR01197
- CF21 Investment Adviser (7 Aug 2002 to 11 Jul 2003)
Chris Adolfus Johannes Brils
IRN CAB01195
- CF30 Customer (12 Aug 2015 to 31 Mar 2017)
Christian Petzi
IRN CXP00200
- [FCA CF] Significant management (1 Jun 2020 to 16 May 2021)
Christopher Albrecht Mey
IRN CAM01300
- CF30 Customer (11 Sep 2015 to 29 Apr 2016)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.