Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Edwin Darling
IRN CED01022
- CF30 Customer (6 Oct 2015 to 5 Jun 2019)
Christopher James Bailey
IRN CJB01248
- CF30 Customer (28 Aug 2008 to 1 Oct 2008)
Christopher James Burns Neill
IRN CJN00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Christopher James Langford
IRN CJL01176
- CF30 Customer (2 Sep 2015 to 11 Jun 2019)
Christopher John Farley
IRN CJF01042
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2004)
Christopher John Kennedy Higman
IRN CJH01321
- CF30 Customer (27 Jul 2015 to 7 Jun 2019)
Christopher John Purvis Childs
IRN CJC01088
- CF30 Customer (25 Sep 2015 to 4 Jun 2019)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Christopher John Rew
IRN CJR01062
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2005)
Christopher Julian Smith
IRN CJS01195
- CF30 Customer (1 Nov 2007 to 12 May 2009)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Christopher Mark St John
IRN CMS01069
- CF27 Investment Management (7 Aug 2002 to 31 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.