Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 10 Oct 2023)
    • [FCA CF] Client dealing (since 10 Oct 2023)
    • [FCA CF] Manager of certification employee (since 10 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Algorithmic trading (since 10 Oct 2023)
    • [FCA CF] Manager of certification employee (since 10 Oct 2023)
    • [FCA CF] Client dealing (since 10 Oct 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF30 Customer (25 Sep 2015 to 4 Jun 2019)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (31 Dec 2014 to 18 Jun 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF30 Customer (1 Nov 2007 to 4 Jun 2019)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.