Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
- CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
- CF29 Significant management (24 May 2011 to 15 Oct 2013)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
- CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
- CF29 Significant management (24 May 2011 to 15 Oct 2013)
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- CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
- CF29 Significant management (24 May 2011 to 15 Oct 2013)
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- CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
- CF29 Significant management (24 May 2011 to 15 Oct 2013)
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- CF2 Non Executive Director (15 Oct 2013 to 8 Dec 2019)
- CF29 Significant management (9 Oct 2012 to 15 Oct 2013)
- CF30 Customer (1 Nov 2007 to 30 Sep 2012)
- CF8 Apportionment and Oversight (12 May 2006 to 31 Oct 2007)
- CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
- CF3 Chief Executive (18 Mar 2005 to 12 Oct 2005)
- CF4 Partner (18 Mar 2005 to 30 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.