Catherine Jane Stanley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Material risk taker (2 Aug 2023 to 15 Oct 2024)
    • [FCA CF] Client dealing (2 Aug 2023 to 15 Oct 2024)
    • [FCA CF] Manager of certification employee (1 Dec 2022 to 15 Oct 2024)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Material risk taker (2 Aug 2023 to 15 Oct 2024)
    • [FCA CF] Client dealing (2 Aug 2023 to 15 Oct 2024)
    • [FCA CF] Manager of certification employee (1 Dec 2022 to 15 Oct 2024)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (1 Jun 2021 to 15 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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