Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Timothy John Maunder-Taylor
IRN TJM01080
- CF27 Investment Management (11 Oct 2004 to 6 May 2005)
Timothy John May
IRN TJM01110
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Timothy Mark Bell
IRN TMB01049
- CF29 Significant management (1 Nov 2007 to 1 Mar 2008)
- CF30 Customer (1 Nov 2007 to 1 Mar 2008)
- CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Timothy Richard Sharman
IRN TRS01047
- CF27 Investment Management (29 Jul 2002 to 30 Jun 2005)
Timothy William Battell
IRN TWB00009
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Tina Watts
IRN TXW01455
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Jul 2015 to 8 Dec 2019)
Toby Boatwright
IRN TXB00148
- [FCA CF] Material risk taker (1 Jun 2020 to 30 Jun 2024)
- [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2024)
Toby Henry John de Carteret Hampden-Acton
IRN THH01008
- CF1 Director (5 Apr 2011 to 31 Dec 2013)
Toby Ritchie Hill
IRN TXH00058
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Toby Vaughan
IRN TWV01004
- CF30 Customer (1 Nov 2007 to 31 Mar 2010)
- CF27 Investment Management (10 Mar 2005 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.