Toby Vaughan

• HARGREAVES LANSDOWN FUND MANAGERS LTD.

  FRN 166016

  • SMF3 Executive Director (since 31 May 2023)
• BROWN SHIPLEY & CO. LIMITED (no longer approved here)

  FRN 124548

  • [FCA CF] Manager of certification employee (9 Sep 2019 to 9 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 9 Jun 2022)
  • SMF18 Other Overall Responsibility (26 Mar 2019 to 28 Feb 2023)
• Santander Asset Management UK Limited (no longer approved here)

  FRN 122491

  • CF30 Customer (11 Jan 2011 to 19 Oct 2018)
• Columbia Threadneedle Management Limited (no longer approved here)

  FRN 119230

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF27 Investment Management (10 Mar 2005 to 31 Oct 2007)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF27 Investment Management (10 Mar 2005 to 31 Oct 2007)
• Columbia Threadneedle Investment Business Limited (no longer approved here)

  FRN 177896

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

No changes recorded yet.