Columbia Threadneedle Fund Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Tom Richard Birch
IRN TRB00008
- CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2002)
Tony Broccardo
IRN AJB01386
- CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2004 to 17 May 2006)
- CF27 Investment Management (11 Oct 2004 to 17 May 2006)
Tracy James
IRN TXJ00031
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Tracy Jane Middleton
IRN TJC01073
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2004)
Trevor William Jones
IRN TWJ00006
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Trevor Williamson
IRN TXW00036
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Upin Vinod Dattani
IRN UVD01001
- CF27 Investment Management (28 Dec 2005 to 5 Oct 2007)
Urban Alexander Foix Larson
IRN UAL01000
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (10 Jul 2006 to 31 Oct 2007)
Valentina Shan Chen
IRN VSC01007
- [FCA CF] Material risk taker (1 Jun 2021 to 6 Dec 2021)
Vaughan Christopher Hugh Lewis
IRN VCL01008
- CF27 Investment Management (6 Nov 2003 to 20 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.