Tony Broccardo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oak Pension Asset Management Limited (no longer approved here)

    FRN 526038

    • [FCA CF] Significant management (23 Jan 2023 to 30 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2024)
    • CF1 Director (10 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (10 Dec 2010 to 8 Dec 2019)
    • CF3 Chief Executive (10 Dec 2010 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Apr 2024)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF16 Significant Mgt (Desgntd Investment Business) (23 Nov 2004 to 17 May 2006)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF16 Significant Mgt (Desgntd Investment Business) (23 Nov 2004 to 17 May 2006)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2004 to 17 May 2006)
    • CF27 Investment Management (3 Oct 2002 to 17 May 2006)
    • CF1 Director (3 Oct 2002 to 11 Oct 2004)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (11 Oct 2004 to 17 May 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2004 to 17 May 2006)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2002)
    • CF1 Director (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.