Columbia Threadneedle Fund Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Victoria Hopkins
IRN VXH00129
- [FCA CF] Material risk taker (since 1 Jan 2026)
Vincent Cajetan Do-Rosario
IRN VXD00010
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2002)
Vincent Lee
IRN VXL01010
- CF27 Investment Management (7 Aug 2002 to 1 Nov 2002)
Vitor Manuel Conceigao Baptista Santos
IRN VMS01009
- CF30 Customer (1 Nov 2007 to 31 Aug 2009)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
WILLIAM KENNETH SPINNEY Smith
IRN WKS01005
- CF1 Director (21 May 2014 to 26 Jun 2019)
Walter Gilbert Mearns Nimmo
IRN WGN01001
- CF27 Investment Management (7 Aug 2002 to 1 Nov 2002)
Wan Wai Isaac Lo
IRN WWL01002
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2002)
Will Nef
IRN WXN01022
- CF30 Customer (17 Dec 2009 to 27 May 2011)
- CF27 Investment Management (6 Nov 2006 to 21 Sep 2007)
William Christian Logie
IRN WCL01002
- CF27 Investment Management (7 Aug 2002 to 14 Apr 2003)
William Davies
IRN WXD01031
- [FCA CF] Significant management (since 18 Jul 2024)
- [FCA CF] Material risk taker (since 18 Jul 2024)
- [FCA CF] Manager of certification employee (since 18 Jul 2024)
- [FCA CF] Client dealing (since 18 Jul 2024)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.