Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

William Donald Brown
IRN WDB01015
- CF27 Investment Management (7 Aug 2002 to 15 Dec 2005)
William John Westmoreland Tink
IRN WJT01016
- CF27 Investment Management (7 Aug 2002 to 15 Oct 2004)
William Lamarra
IRN WXL00017
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
William Marrack Tonkin
IRN WMT01007
- SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
- CF10a CASS Oversight function (21 Mar 2017 to 8 Dec 2019)
- CF1 Director (7 Jan 2014 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 22 Apr 2008)
- CF14 Risk Assessment (6 Jan 2004 to 31 Oct 2007)
William Roy Keighley
IRN WRK00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Yana Noble
IRN YXM01042
- CF22 Investment Adviser (Trainee) (1 Jan 2002 to 1 Jul 2002)
Ying Yi Lovick-Tee
IRN YYT00003
- CF30 Customer (25 Apr 2018 to 18 Jun 2019)
Yuen Ting Wendy Yung
IRN YTY01001
- CF27 Investment Management (7 Aug 2002 to 1 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.