William Marrack Tonkin

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited

    FRN 119230

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jul 2024)
    • CF10a CASS Oversight function (28 Nov 2016 to 8 Dec 2019)
    • CF29 Significant management (7 Jan 2014 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 22 Apr 2008)
    • CF14 Risk Assessment (8 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • CF10a CASS Oversight function (21 Mar 2017 to 8 Dec 2019)
    • CF1 Director (7 Jan 2014 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 22 Apr 2008)
    • CF14 Risk Assessment (6 Jan 2004 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
    • CF1 Director (7 Jan 2014 to 8 Dec 2019)
    • CF29 Significant management (7 Jan 2014 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 22 Apr 2008)
    • CF14 Risk Assessment (6 Jan 2004 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF28 Systems and controls (1 Nov 2007 to 22 Apr 2008)
    • CF14 Risk Assessment (6 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.