Toby Henry John de Carteret Hampden-Acton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blue Whale Capital LLP

    FRN 768167

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2018 to 8 Dec 2019)
    • CF29 Significant management (10 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2018 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (19 Dec 2017 to 20 Dec 2017)
    • CF4 Partner (AR) (10 Nov 2016 to 19 Jul 2017)
  • Tages Capital LLP (no longer approved here)

    FRN 563369

    • CF11 Money Laundering Reporting (20 Apr 2017 to 11 Mar 2019)
    • CF10 Compliance Oversight (20 Apr 2017 to 11 Mar 2019)
  • 1167 Capital LLP (no longer approved here)

    FRN 758411

    • Employed By (27 Sep 2016 to 18 Dec 2017)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF3 Chief Executive (3 Oct 2012 to 31 Dec 2013)
    • CF28 Systems and controls (16 Sep 2009 to 30 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF4 Partner (18 Mar 2005 to 31 Dec 2013)
    • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Mar 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (18 Mar 2005 to 27 Jan 2012)
    • CF10 Compliance Oversight (18 Mar 2005 to 30 Sep 2012)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF1 Director (5 Apr 2011 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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