Blue Whale Capital LLP

Date authorised
10 February 2017
Companies House
OC414255
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blue Whale Capital
    21-22 Grosvenor Street
    London
    Westminster
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442080642457
    Web
    https://www.bluewhale.co.uk

  • Complaints Contact

    Blue Whale Capital
    21-22 Grosvenor Street
    London
    Westminster
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442080642457

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Allcock

    IRN DXA11893

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (26 Feb 2019 to 8 Dec 2019)
  • Lap Hang Yiu

    IRN LHT01005

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (17 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Feb 2017 to 12 Dec 2018)
    • CF4 Partner (10 Feb 2017 to 8 Dec 2019)
  • Matthew William Stonebridge

    IRN MWS01119

    • [FCA CF] Material risk taker (since 1 Jul 2020)
  • Mohammed Mulla

    IRN MXM03239

    • [FCA CF] Material risk taker (since 17 Jul 2024)
  • Peter Kendal Hargreaves

    IRN PKH01030

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Feb 2017 to 8 Dec 2019)
  • Robert Fredrick Lloyd

    IRN RFL01031

    • CF11 Money Laundering Reporting (10 Feb 2017 to 12 Dec 2018)
    • CF30 Customer (10 Feb 2017 to 28 Feb 2019)
  • Toby Henry John de Carteret Hampden-Acton

    IRN THH01008

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF29 Significant management (10 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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