Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bell Rock Capital Management LLP
FRN 582907
- [FCA CF] Client dealing (since 11 Sep 2023)
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- [FCA CF] Client dealing (31 Mar 2021 to 12 Sep 2022)
- SMF27 Partner (9 Dec 2019 to 12 Sep 2022)
- CF30 Customer (17 Jun 2019 to 8 Dec 2019)
- CF4 Partner (17 Jun 2019 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (10 Feb 2017 to 12 Dec 2018)
- CF30 Customer (10 Feb 2017 to 28 Feb 2019)
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- CF30 Customer (3 Apr 2014 to 6 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.