Crake Asset Management LLP

• Principal Place of Business

  78 Cornhill

  London

  EC3V 3QQ

  UNITED KINGDOM

  Phone

  +4402039476900

  Web

  https://www.crakeam.com

• Complaints Contact

  78 Cornhill

  London

  EC3V 3QQ

  UNITED KINGDOM

  Phone

  +4402039476900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Ian Joseph

  IRN BIJ01002

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
• Clare Phillips

  IRN CEH01080

  • SMF27 Partner (29 Nov 2020 to 23 Mar 2022)
• Dominic Luke Booth

  IRN DLB01088

  • [FCA CF] Client dealing (since 23 Mar 2021)
  • SMF27 Partner (since 18 Nov 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (17 Jun 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Jun 2019 to 8 Dec 2019)
• John Davitte

  IRN JXD01993

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
• June Ang

  IRN JXQ01011

  • [FCA CF] Client dealing (23 Mar 2021 to 1 Jan 2022)
• Martin Edward Taylor

  IRN MET01022

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
• Moreno Fasolo

  IRN MXF01568

  • SMF27 Partner (9 Dec 2019 to 27 Apr 2021)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
• Richard James Walker

  IRN RJW01175

  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (17 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
• Robert Fredrick Lloyd

  IRN RFL01031

  • [FCA CF] Client dealing (31 Mar 2021 to 12 Sep 2022)
  • SMF27 Partner (9 Dec 2019 to 12 Sep 2022)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
• Simon George Prichard Williams

  IRN SGW01103

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
  • CF4 Partner (17 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)

No changes recorded yet.