Richard James Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Crake Asset Management LLP
FRN 830897
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (17 Jun 2019 to 8 Dec 2019)
- CF30 Customer (17 Jun 2019 to 8 Dec 2019)
- CF4 Partner (17 Jun 2019 to 8 Dec 2019)
Sova Capital Limited (no longer approved here)
FRN 225539
- CF30 Customer (7 Nov 2016 to 7 Dec 2016)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF1 Director (AR) (20 Aug 2015 to 26 Feb 2016)
- CF30 Customer (20 Aug 2015 to 26 Feb 2016)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (5 Oct 2010 to 16 Feb 2015)
Pareto Securities Limited (no longer approved here)
FRN 194126
- CF21 Investment Adviser (30 May 2007 to 30 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.