Pareto Securities Limited

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FRN: 194126
Date authorised: 1 April 2013
Companies House: 03994976
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Pareto Securities Ltd

11 Berkeley Street

London

Westminster

W1J 8DS

UNITED KINGDOM

Phone

+4402077864370

Web

https://www.paretosec.com
Complaints Contact

Pareto Securities Ltd

11 Berkeley Street

London

Westminster

W1J 8DS

UNITED KINGDOM

Phone

+4402077864374

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

ANDERS ENDRESON
IRN AXE00241
- Director of firm who is not a certification employee or a SMF manager (since 8 Jan 2024)
Aaditya Venkata Vardhana Chintalapati
IRN AVC01035
- CF30 Customer (12 Jan 2015 to 12 Oct 2017)
Adam David Lucas
IRN ADL01088
- CF30 Customer (28 Dec 2011 to 5 Feb 2015)
Adam Lundin
IRN AXL02214
- CF1 Director (6 Apr 2017 to 12 Oct 2017)
- CF30 Customer (6 Apr 2017 to 12 Oct 2017)
Alexander Casey Walker
IRN ACW01160
- CF30 Customer (4 Apr 2018 to 30 Nov 2018)
Amanda Bianca Marziliano Van Dyke
IRN ABM01091
- CF30 Customer (8 Feb 2010 to 30 Jul 2012)
Andrew Campbell Robb
IRN ACR01030
- CF26 Customer Trading (14 Jan 2002 to 13 Mar 2003)
- CF21 Investment Adviser (14 Jan 2002 to 13 Mar 2003)
Andrew James Ashton Wilson
IRN AJW01403
- CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)
Anthony John Walker
IRN AJW01347
- CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
- CF11 Money Laundering Reporting (1 Jan 2004 to 30 Jun 2008)
- CF13 Finance (1 Jan 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Jan 2004 to 30 Jun 2008)
Birgitte Svendsen
IRN BXS00564
- [FCA CF] Client dealing (since 3 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.