Pareto Securities Limited

• Principal Place of Business

  Pareto Securities Ltd

  11 Berkeley Street

  London

  Westminster

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402077864370

  Web

  https://www.paretosec.com

• Complaints Contact

  Pareto Securities Ltd

  11 Berkeley Street

  London

  Westminster

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402077864374

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bjorn Aune

  IRN BXA01424

  • CF30 Customer (10 Jun 2014 to 4 Jan 2016)
  • CF2 Non Executive Director (1 Jan 2014 to 4 Jan 2016)
• CHRISTIAN JOMAAS

  IRN CXJ22926

  • SMF3 Executive Director (since 30 Dec 2019)
• Carl-Johan Hojer Sjunnesson

  IRN CXH92109

  • [FCA CF] Client dealing (since 8 Dec 2025)
• Cedric Nicholas Middleton

  IRN CNM01022

  • CF30 Customer (24 Feb 2014 to 6 Oct 2015)
• Charles De Chezelles

  IRN CXD01265

  • CF2 Non Executive Director (8 May 2003 to 23 Jul 2004)
• Christoffer Heltzen

  IRN CXH00941

  • [FCA CF] Client dealing (since 22 Aug 2025)
• Christopher Charles James

  IRN CCJ01004

  • CF30 Customer (11 Feb 2015 to 7 Apr 2017)
• Christopher Charles Welch

  IRN CCW01060

  • CF30 Customer (30 Mar 2011 to 7 Jun 2016)
• Claire Michelle Bowden

  IRN CMB01179

  • CF21 Investment Adviser (22 May 2007 to 8 Jun 2007)
• Danielle Cherie Shoemark

  IRN DCS01144

  • CF30 Customer (22 Dec 2011 to 18 Feb 2015)

No changes recorded yet.