Pareto Securities Limited

• Principal Place of Business

  Pareto Securities Ltd

  11 Berkeley Street

  London

  Westminster

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402077864370

  Web

  https://www.paretosec.com

• Complaints Contact

  Pareto Securities Ltd

  11 Berkeley Street

  London

  Westminster

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402077864374

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darryl Willoughby

  IRN DXW01324

  • [FCA CF] Client dealing (since 12 Jan 2026)
  • [FCA CF] Client dealing (27 Jan 2025 to 14 Jul 2025)
• Davide Finelli

  IRN DXF01344

  • CF30 Customer (3 Jun 2014 to 11 Sep 2019)
• Derek Lowe

  IRN DXL01150

  • CF30 Customer (20 Mar 2014 to 1 Apr 2016)
• EIRIK HAAVALDSEN

  IRN EXH11790

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (18 Apr 2019 to 8 Dec 2019)
• Elisha Keating

  IRN EXK00102

  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Mar 2022 to 27 Dec 2024)
  • SMF16 Compliance Oversight (31 Mar 2022 to 27 Dec 2024)
• Embrik Skjaeveland

  IRN EXS00405

  • [FCA CF] Client dealing (since 7 Aug 2023)
• Erlend Bryn

  IRN EXB01719

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
  • CF1 Director (27 Jun 2018 to 8 Dec 2019)
  • CF30 Customer (13 Oct 2017 to 8 Dec 2019)
• FREDRIK WESSEL

  IRN FXW00093

  • [FCA CF] Client dealing (1 Nov 2022 to 31 Dec 2024)
• Finlay Charles Ross Heppenstall

  IRN FCH01028

  • CF30 Customer (24 Mar 2017 to 8 Dec 2019)
• Frederick Blackwell

  IRN FXB01378

  • CF30 Customer (4 Oct 2013 to 7 Jun 2016)

No changes recorded yet.