Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pareto Securities Limited
FRN 194126
- [FCA CF] Client dealing (since 12 Jan 2026)
- [FCA CF] Client dealing (27 Jan 2025 to 14 Jul 2025)
-
- [FCA CF] Client dealing (28 Aug 2025 to 16 Jan 2026)
-
- [FCA CF] Proprietary trader (5 Sep 2023 to 2 Oct 2024)
- [FCA CF] Client dealing (5 Sep 2023 to 2 Oct 2024)
-
- [FCA CF] Client dealing (11 Apr 2022 to 14 Jul 2023)
-
- [FCA CF] Proprietary trader (11 Mar 2019 to 10 Mar 2020)
- [FCA CF] Material risk taker (11 Mar 2019 to 10 Mar 2020)
- [FCA CF] Client dealing (11 Mar 2019 to 21 Oct 2020)
-
- CF30 Customer (22 Dec 2010 to 24 Mar 2014)
-
- CF30 Customer (22 Dec 2010 to 24 Mar 2014)
-
- CF21 Investment Adviser (19 May 2004 to 12 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.