Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pareto Securities Limited (no longer approved here)

    FRN 194126

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2008)
    • CF10 Compliance Oversight (1 Jan 2004 to 30 Jun 2008)
    • CF11 Money Laundering Reporting (1 Jan 2004 to 30 Jun 2008)
    • CF13 Finance (1 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.