Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (17 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Feb 2017 to 12 Dec 2018)
    • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
    • CF4 Partner (10 Feb 2017 to 8 Dec 2019)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • CF30 Customer (1 Oct 2010 to 31 May 2013)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • CF30 Customer (29 Sep 2010 to 31 May 2013)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF27 Investment Management (28 Sep 2007 to 31 Oct 2007)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • CF27 Investment Management (17 Sep 2003 to 12 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.