Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF30 Customer (1 Nov 2007 to 1 Mar 2008)
    • CF29 Significant management (1 Nov 2007 to 1 Mar 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2008)
    • CF17 Significant Mgt (Other Business Operations) (9 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF30 Customer (1 Nov 2007 to 1 Mar 2008)
    • CF29 Significant management (1 Nov 2007 to 1 Mar 2008)
    • CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF30 Customer (1 Nov 2007 to 1 Mar 2008)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.