Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stewart Bennett
IRN SXB01336
- [FCA CF] Material risk taker (since 1 Jun 2021)
Stuart Alastair Dempster
IRN SAD01031
- CF27 Investment Management (7 Aug 2002 to 16 Aug 2002)
Stuart Bernard Rollason
IRN SBR01007
- CF27 Investment Management (7 Aug 2002 to 30 Apr 2005)
Stuart Edward Crafer
IRN SEC01027
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (7 Aug 2002 to 31 Oct 2007)
Stuart James Woodyatt
IRN SJW01453
- [FCA CF] Manager of certification employee (1 Jun 2021 to 28 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
- CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)
Stuart Nicholls
IRN SXN00290
- [FCA CF] Material risk taker (since 22 Jul 2024)
Stuart O'Neill
IRN SJO01089
- CF30 Customer (26 Oct 2009 to 5 Mar 2012)
- CF29 Significant management (25 Sep 2009 to 26 Oct 2009)
Stuart Reilly
IRN SXR00110
- CF21 Investment Adviser (17 Jun 2002 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (4 Jan 2002 to 17 Jun 2002)
Sujay Shah
IRN SXS03072
- CF30 Customer (21 Sep 2015 to 18 Jun 2019)
Susan Anne Frame
IRN SAF01044
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.