Stuart Alastair Dempster

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited

    FRN 219706

    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF3 Chief Executive (14 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (7 Dec 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Feb 2003 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (7 Aug 2002 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.