Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 30 May 2021)
    • [FCA CF] Functions requiring qualifications (since 30 May 2021)
    • [FCA CF] Client dealing (since 30 May 2021)
    • [FCA CF] Material risk taker (30 May 2021 to 23 Jul 2024)
  • Kestrel Partners LLP (no longer approved here)

    FRN 503303

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 30 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
    • CF4 Partner (29 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (29 Nov 2011 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF27 Investment Management (11 Oct 2004 to 30 Apr 2005)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (7 Aug 2002 to 30 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.