Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Puma Investment Management Limited
FRN 590919
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 30 May 2021)
- [FCA CF] Functions requiring qualifications (since 30 May 2021)
- [FCA CF] Client dealing (since 30 May 2021)
- [FCA CF] Material risk taker (30 May 2021 to 23 Jul 2024)
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- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 30 Apr 2021)
- SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
- CF4 Partner (29 Nov 2011 to 8 Dec 2019)
- CF30 Customer (29 Nov 2011 to 8 Dec 2019)
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- CF27 Investment Management (11 Oct 2004 to 30 Apr 2005)
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- CF27 Investment Management (7 Aug 2002 to 30 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.