Kestrel Partners LLP

• Principal Place of Business

  4th Floor

  3 Robert Street,

  London

  WC2N 6BH

  UNITED KINGDOM

  Phone

  +442033716100

  Web

  https://www.kestrelpartners.com

• Complaints Contact

  4th Floor

  3 Robert Street,

  London

  WC2N 6BH

  UNITED KINGDOM

  Phone

  +442033716100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Kestrel Investment Partners LLP

  IRN XXK01049

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
  • CF4 Partner (8 Nov 2011 to 8 Dec 2019)
• Aneil Kumar Bhatt

  IRN AKB01058

  • [FCA CF] Client dealing (1 Feb 2021 to 8 Dec 2023)
  • CF30 Customer (28 May 2018 to 1 Apr 2019)
• Ari Charles Zaphiriou-Zarifi

  IRN ACZ01001

  • [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2023)
  • SMF9 Chair of the Governing Body (3 Mar 2020 to 26 Jan 2021)
  • SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
  • CF29 Significant management (9 Oct 2009 to 9 Aug 2017)
  • CF4 Partner (9 Oct 2009 to 8 Dec 2019)
  • CF30 Customer (9 Oct 2009 to 8 Dec 2019)
• Christopher Barnes Wright

  IRN CXW01169

  • SMF27 Partner (23 Jul 2021 to 9 May 2022)
  • [FCA CF] Client dealing (1 Feb 2021 to 9 May 2022)
  • SMF9 Chair of the Governing Body (14 Jan 2021 to 9 May 2022)
• Christopher Errington

  IRN CXE01370

  • SMF27 Partner (24 Aug 2021 to 31 Mar 2026)
  • [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2026)
  • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
• Craig James Arthur Wallis

  IRN CJW01265

  • CF30 Customer (2 Jan 2018 to 19 Apr 2018)
• Daniel John Matthews

  IRN DJM01534

  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Daniel McCausland

  IRN DXM01901

  • CF10 Compliance Oversight (16 Apr 2013 to 16 Oct 2013)
  • CF11 Money Laundering Reporting (16 Apr 2013 to 16 Oct 2013)
  • CF30 Customer (1 Aug 2012 to 29 Jan 2014)
  • CF4 Partner (1 Aug 2012 to 29 Jan 2014)
• David William Michael Prance

  IRN DWP01058

  • SMF27 Partner (since 23 Jul 2021)
  • SMF16 Compliance Oversight (since 14 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2020)
• Gustaf Einar Hagerud

  IRN GEH01062

  • CF30 Customer (9 Mar 2015 to 7 Mar 2017)

No changes recorded yet.